Community Bank & Wealth Management Group

CONNECT

Address:

42605 Moonridge Rd
Big Bear Lake, CA 92315

Phone:

(909) 584-4500

Fax/Other:

(909) 585-7220

Big Bear Toll Free: (800) 288-2811
Dublin Toll Free: (800) 394-9230

Mailing Address: P.O. Box 1688, Big Bear Lake CA 92315

CA License #0763476

About OTC Markets

This page is designed to give issuers a quick overview of the OTC Markets.  It is for information purposes only, and D.A. Davidson makes no representations as to its accuracy, nor is D.A. Davidson affiliated with OTC Markets.  For more comprehensive information, visit otcmarkets.com.

 

 

 

 

 

OTC Markets organize 10,000 securities into three markets, the OTCQX®, OTCQB®, and OTC Pink®, to better inform investors.

 

OTC Market Comparison for Banks


 

 

OTCQX for Banks - The Best Market

Offers transparent and efficient trading of established, investor-focused U.S. and global companies. To qualify for the OTCQX market, companies must meet high financial standards, follow best practice corporate governance, demonstrate compliance with U.S. securities laws, and have a professional third-party sponsor introduction. Penny stocks, shells and companies in bankruptcy cannot qualify for OTCQX. The companies found on OTCQX are distinguished by the integrity of their operations and diligence with which they convey their qualifications.

 

 OTCQX Banks Brochure 

  


 

 

OTCQB - The Venture Market

For early-stage and developing U.S. and international companies that are not yet able to qualify for OTCQX. To be eligible, companies must be current in their reporting and undergo an annual verification and management certification process. Companies must meet $0.01 bid test and may not be in bankruptcy.

 


 

 

OTC Pink - The Open Market

The Pink Open Market offers trading in a wide spectrum of securities through any broker. With no minimum financial standards, this market includes foreign companies that limit their disclosure, penny stocks and shells, as well as distressed, delinquent, and dark companies not willing or able to provide adequate information to investors. As Pink requires the least in terms of company disclosure, investors are strongly advised to proceed with caution and thoroughly research companies before making any investment decisions.

 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck